About

ACCEDITATION & LICENSES

• Series 7, 66 Securities Registrations held through LPL Financial
• Accredited Asset Management Specialist (AAMS®)
• Accredited Investment Fiduciary (AIF®)
• CERTIFIED FINANCIAL PLANNER™
• Certified Kingdom Advisor (CKA®)
• Chartered Retirement Plan Specialist (CRPS®)
• Bachelor of Science in Business Administration, Management
• Life, Health, Disability, Fixed and Variable Insurance
• State of Nevada Notary

INTRO 

Mr. Joe Caldera has been an accredited financial advisor since 1998. He is the managing partner of Caldera Wealth Management. He specializes in wealth management and is viewed as a Personal Chief Financial Officer. His success has been built on well-informed clients making better decisions and maintaining a disciplined strategy, including helping couples with amicable divorce. He focuses on simplifying complex issues, so his clients understand.

Mr. Caldera provides financial, investment, retirement, tax, and estate planning strategies that work together to support his client's unique needs and goals. Through the financial planning process, Mr. Caldera can help clients identify risks or concerns affecting the pursuit of financial success. He works with his clients' CPAs, attorneys, and other advisors to create a unified plan. He strives to keep it simple and help families and businesses to become better stewards of their financial assets.

Mr. Caldera supports many families, divorce matters, businesses and non-profits with retirement plan needs. He is also the advisor to the Association Retirement Plan (ARP) sponsored by the Las Vegas Chamber of Commerce. The ARP is one of the first in the country. The ARP is an affordable, efficient, and robust 401(k) plan available to small and mid-size businesses. Mr. Caldera and his team provide plan support and help manage the trustee’s fiduciary responsibilities. Mr. Caldera was selected to negotiate the plan fees and serves as the 3(38) investment fiduciary.

Mr. Caldera is an LPL registered investment advisor representative and custodies his client's assets with LPL Financial, currently holding 1.24 trillion of clients' assets.* LPL was formed in 1989 and serves more than 4.5 million investors across the U.S. through LPL advisors and institutions.** Today, LPL is the nation’s leading independent broker-dealer with proprietary technology, brokerage, and investment advisor services to more than 21,000 financial advisors.*** Clients benefit from a dedicated, independent, and personalized team from Caldera Wealth Management and the financial strength and security of a self-clearing Fortune 500 firm like LPL Financial.

EDUCATION “Financial literacy is the key in helping people pursue financial success.” 

Mr. Caldera graduated with a Bachelor of Science in Business Administration and completed his Executive Certificate in Financial Planning from the University of Nevada, Las Vegas. He is accredited by the College of Financial Planning in Colorado as an Accredited Asset Management Specialist (AAMS®) and Chartered Retirement Plan Specialist (CRPS®). Mr. Caldera is also an Accredited Investment Fiduciary (AIF®) and a CERTIFIED FINANCIAL PLANNER™.  He maintains his yearly continuing education, including retirement plan updates, tax changes, securities, market trends, insurance, ethics, and new regulations.

WORK HISTORY “After all these years, I love what I do. I don't work, rather, I serve each day.” 

Mr. Caldera began working in the financial field when he was 22 years old. He worked as a Financial Consultant at Quick & Reilly and A.G. Edwards before becoming an independent advisor, now serving his clients since 2003. He is honored to gain the trust and confidence of his existing clients and their referrals. His client base stretches across the United States. His passion is helping manage their unique financial challenges, providing retirement plan support, and providing trusted advice, tools, and solutions that pursue their goals.

RESPECTED ADVISOR “I'm beyond blessed to help so many and become their financial advocate." 

Mr. Caldera values the reputation of being a “respected advisor” by the community and his peers. He served as an elected member and Past Chairman of the Las Vegas Chamber of Commerce Business Council and is the Past Chairman for the Las Vegas “Customer Service Excellence Program.” He also served as a financial coach for his church and a group leader for the Las Vegas Kingdom Advisors Chapter.

PERSONAL “I’m a steward of all that has been given to me.” 

Mr. Caldera has lived in Las Vegas since 1988 and is active in the community. For relaxation, he enjoys family time with his wife, his two sons, and one daughter. He enjoys evening walks, date nights, Las Vegas Raider games, and season tickets to the Broadway Series at the Smith Center. His family fun includes gardening, traveling, neighborhood get-togethers, church events, and weekend and holiday gatherings since much of his extended family lives in Las Vegas.

*As of October 5, 2023 https://www.lpl.com/about-us.html

**LPL Financial Q2 2023 Earnings Release

***Corporate Snapshot" LPL Financial, 31 Mar. 2023, lpl.com/about- Us.html

Securities and advisory services are offered through LPL Financial,

a registered investment advisor, member FINRA/SIPC.